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HIPAA, Part 3: Management of Patient Health Care Records (1 credit hours)

This module examines the importance of proper management of patient health care records within the context of HIPAA. The student will learn that to ensure a patient health care record management system complies with HIPPA regulations, staff and managers should examine a variety of factors including the physical layout of the health care facility or office, verbal communications inside and outside of the organization’s physical facility and the security of employee work stations.

Nephrology technologists and technicians are among the many professionals who are responsible for ensuring patient health care records are treated properly since they handle patient data and patient health care records on a daily basis.

Planners, content specialists and feedback personnel have declared that there is no conflict of interest in the preparation and content of this module. There is no commercial support for or endorsement of products in this module.

Todd Erik Henry, JD, MPA, MA, MS
Todd Henry is a graduate of Western State University law school (Fullerton, CA), and of California State University (Fullerton), with degrees in Political Science, Health Care Administration, and Business Administration. His public sector background, combining health care service issues and public policy, extends from practical administrative experience (as Health Policy Manager for the State of Washington Department of Health, Olympia) to the development of health and human service policy positions and programs (as Commissioner for the Snohomish County Children’s Commission, Everett, WA, his current position). Todd has published articles on health care administration and related issues in Minnesota Physician, Managed Care Quarterly, and Connect Business Magazine, and has served as a board member for health care-related organizations. He is also a registered x-ray technician in the state of Washington.
Michelle R. Henry, RN, BSN, BS
Michelle Henry is a registered nurse (Washington State) and holds degrees in Nursing from Coe College (Cedar Rapids, IA) and in Psychology and Sociology (Morningside College, Sioux City, IA). Michelle has worked as a Nurse Manager and Nurse Clinician, with over ten years’ experience spanning roles as a physician extender and clinical trainer in child mental health; to coordinating and providing employee health and safety and OSHA training to clinical and administrative staff, as well as developing quality improvement projects. In her current position as Nurse Manager for the Evergreen Clinic (Community Health Center of Snohomish County, Everett, WA), she supervises and provides clinical oversight to registered nurses and medical assistants. Additionally, Michelle has volunteered as an American Heart Association and American Red Cross CPR/First Aide Trainer since 1998.
Upon completion of this module, learners will be able to:
  • Explain health care records management
  • Define HIPAA compliance team.
  • Identify members of the HIPAA compliance team.
  • Identify 4 factors that a HIPAA compliance team can examine to potentially improve a covered entity’s privacy practices.
  • Identify 4 media of communication of patient information that should be examined to improve a covered entity’s privacy practices.
  • Describe potential problems with maintaining confidentiality of PHI with verbal communications outside the workplace.
  • Describe the importance of the role of health care personnel in creating an organizational culture that values and practices good patient health care records management.

Bibliography
Health Insurance Portability and Accountability Act of 1996 (HIPAA), Pub.L.104-191

Standards for Privacy of Individually Identifiable Health Information, 65 FR 82462.
65 FR 53182.
45 CFR Part 160.
45 CFR Part 164.

Amatayakul M. Electronic health records: A practical guide for professionals and organizations. Chicago, Ill: American Health Information Management Association; 2004. .

American Health Information Management Association. HIPAA in practice: The health information manager’s perspective. Chicago, Ill: American Health Management Information Association; 2004.

The Bantam Medical Dictionary. Fifth edition. New York: Bantam; 2004.

Black’s law dictionary. Fifth edition. Saint Paul, MN: West Publishing; 1979.

Deal TE and Kennedy AA. The new corporate cultures. Reading, MA: Perseus Books; 1999.

Dorland's illustrated medical dictionary. 28th edition. Philadelphia; W. B. Saunders Company, 1994.

Doscher M. HIPAA: A short- and long-term perspective for health care. Chicago: American Medical Association Press; 2002.

Hartley C and Jones ED. HIPAA transactions: A non-technical business guide for health care. Chicago: American Medical Association Press; 2004.

Kouzes JM and Posner BZ. The leadership challenge. San Francisco: Jossey-Bass Publishers; 1995.

Merriam-Webster's collegiate dictionary. 11th edition. Springfield, MA: Merriam-Webster; 2003.

Microsoft Encarta college dictionary: The first dictionary For the Internet Age. New York: Saint Martin’s Press; 2001.

Miller R, et al. Electronic medical records: Lessons from small physician practices. Oakland, CA: California Health Resources; October 2003.

Mosby’s dictionary: Medical, nursing & allied health. 6th ed. Philadelphia: C. V. Mosby Company; 2002.

Miller R, et al. Electronic medical records: Lessons from small physician practices. Oakland, CA: California Health Resources; October 2003.

Nowak JE, et al. Constitutional law. 3rd edition. Saint Paul, Mn: West Publishing; 1986.

Ostrom CM. “Privacy rule to limit word on patients.” The Seattle Times. April 13, 2003.

The Oxford Essential Dictionary of Abbreviations. New York: Berkley Books; 2004.

U.S. Department of Health & Human Services, Health Care Financing Administration. HCFA policy for disclosure for individually identifiable information. Program Memorandum. Change Request 1156, Transmittal AB-0-46, Washington, D.C.; June 2000.

U.S. Department of Health & Human Services. Fact sheet: Protecting the privacy of patients’ health information. Washington, D.C.; April 14, 2003.

U.S. Department of Health & Human Services, National Institutes of Health. Protecting Personal Health Information in Research: Understanding the HIPAA Privacy Rule. Washington, D.C.; April 14, 2003.

U.S. Department of Health & Human Services, Office for Civil Rights. OCR privacy brief: Summary of the HIPAA privacy rule. Washington, D.C.; May 2003.

Vinn NE. The emergence of consumer-driven health care. California Family Physician. Autumn 1999: 8.

Wahlberg D. Healthy living: New law to guard patient privacy. Atlanta Journal-Constitution. March 25, 2003: C1.

Witherspoon, PD. “Using new communication technologies in organizations: The leader as champion of communication innovations.” In: Communicating leadership: An organizational perspective. Boston: Allyn and Bacon; 1997; 169-192.

Webliography
Research and HIPAA
American Academy of Family Physicians. Update on HIPAA for Family Physicians. The New HIPAA Privacy Rule and Research Implications. Available at: http://www.aafp.org/online/etc/medialib/aafp_org/documents/prac_mgt/hipaa/implications.Par.0001.File.tmp/
HIPAA_Privacy_Rule_Research.pdf
. Accessed 11/16/2005.

National Institutes of Health (NIH). Home Page. Available at: http://www.nih.gov. Accessed April 12, 2007.

General Resources
California HealthCare Foundation. Home Page. Available at: http://www.chcf.org. Accessed April 12, 2007.


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